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John Herman Cox

Cox Financial Group, Ltd.

Schaumburg, IL

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Current Employers
Cox Financial Group, Ltd.

1051 Perimeter Drive Suite 550, Schaumburg, IL 60173-5807 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 1998-05-09
  • IL RA
    APPROVED
    Since 1998-05-09

Branch Locations

1051 Perimeter Drive Suite 550, Schaumburg, IL 60173-5807 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cox Financial Group, Ltd. Schaumburg IL 03/1985 Present
Financial Equity Associates, Inc. Schaumburg IL 10/1988 Present
Cox, Oakes & Associates, Ltd. Schaumburg IL 07/1990 Present
Equity Property Managment, Llc Schaumburg IL 02/1997 Present
  • 03/1985 → Present
    Cox Financial Group, Ltd.
    Schaumburg, IL
  • 10/1988 → Present
    Financial Equity Associates, Inc.
    Schaumburg, IL
  • 07/1990 → Present
    Cox, Oakes & Associates, Ltd.
    Schaumburg, IL
  • 02/1997 → Present
    Equity Property Managment, Llc
    Schaumburg, IL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-02-28
  • S63 Uniform Securities Agent State Law Examination
    1992-02-28

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SCHAUMBURG, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Schaumburg, IL
WORLD EQUITY GROUP, INC. · Schaumburg, IL
BANKERS LIFE ADVISORY SERVICES, INC. · Schaumburg, IL
BANKERS LIFE ADVISORY SERVICES, INC. · SCHAUMBURG, IL
MARINER INDEPENDENT · Schaumburg, IL
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