Jeffrey Alan Beck

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1986 → Present
  Pruco Securities, Llc.
  Wakefield, MA
• 06/1986 → Present
  Prudential Insurance Company Of America
  Wakefield, MA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Wakefield, MA

Previous Registrations

• 2002-11-04 → 2024-11-14
  Pruco Securities, Llc.
  Dover, NH
  Portsmouth, NH
  Wakefield, MA

Other Businesses

1) 2026-04-22 - Investment products and services are offered through LPL Enterprise LLC using the DBA/trade name. - Waterview Wealth Management - DBA for LPL Business (entity for LPL business) - Y - 173 - 173 - at reported business location(s) - 2026-04-14 - Financial Advisor , conducting Prudential and LPL Business 2) 2025-07-08 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Y - - - at reported business location(s) - 2025-07-08 - ?Fixed life insurance through Prudential Individual Life Insurance (ILI). ?Fixed life, disability, and LTC through the Prudential sponsored Crump and Ash agreements. ?Healthcare business through the Prudential sponsored agreements with Benefit Mall and Emerson Rogers.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-08-24
• S63 Uniform Securities Agent State Law Examination
  1987-01-06