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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-11-14 |
Branch Locations
500 Edgewater Drive Suite 595, Wakefield, MA 01880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Wakefield | MA | 06/1986 | Present |
| Prudential Insurance Company Of America | Wakefield | MA | 06/1986 | Present |
| Lpl Enterprise, Llc | Wakefield | MA | 11/2024 | Present |
1) 2026-04-22 - Investment products and services are offered through LPL Enterprise LLC using the DBA/trade name. - Waterview Wealth Management - DBA for LPL Business (entity for LPL business) - Y - 173 - 173 - at reported business location(s) - 2026-04-14 - Financial Advisor , conducting Prudential and LPL Business 2) 2025-07-08 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Y - - - at reported business location(s) - 2025-07-08 - ?Fixed life insurance through Prudential Individual Life Insurance (ILI). ?Fixed life, disability, and LTC through the Prudential sponsored Crump and Ash agreements. ?Healthcare business through the Prudential sponsored agreements with Benefit Mall and Emerson Rogers.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-06 |
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