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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-08-08
TX RA APPROVED 2018-08-08
  • CA RA
    APPROVED
    Since 2018-08-08
  • TX RA
    APPROVED
    Since 2018-08-08

Branch Locations

1700 Standiford Ave Suite 230, Modesto, CA 95350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Modesto CA 03/2012 08/2018
Raymond James Financial Services, Inc. Modesto CA 08/2018 Present
Raymond James Financial Services Advisors, Inc. Modesto CA 08/2018 Present
Previous Registrations
Other Businesses

(1)Name of Business: CG Properties Address: 3400 Northumberland , Modesto , CA, 95350, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 06/06/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own the real estate with another person and we manage the property and collect rent income. The ownership is legally structured as an LLC and I am a managing member. The LLC owns a building that I bought with another advisor when we were at our old firm (2)Name of Business: Grover Financial Group LLC Address: 1700 Standiford Ave Ste 230, Modesto, CA, 95350, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/08/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: DBA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-29
S63 Uniform Securities Agent State Law Examination 1990-06-07
  • S66 Uniform Combined State Law Examination
    2008-09-29
  • S63 Uniform Securities Agent State Law Examination
    1990-06-07
Designations

View on SEC IAPD

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