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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-17 |
| CA | RA | APPROVED | 2006-05-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Modesto | CA | 01/2006 | Present |
| Principal Securities Inc | Modesto | CA | 01/2006 | Present |
| Johnson Carpenter Wealth Management | Modesto | CA | 08/2023 | Present |
**MARY KAY COSMETICS. 02/2010-PRESENT, CONSULTATION, NOT SELLING PRODUCTS/BUILDING BUSINESS, REP RECEIVES INFORMATION ON NEW CONSULTANTS IN THE AREA SO SHE CAN MARKET INVESTMENT PRODUCTS TO THEM. **OUTSIDE INSURANCE, GROUP BENEFITS, SALE OF MEDICAL INSURANCE AND OTHER NON-MEDICAL GROUP BENEFITS SUCH AS LONG-TERM DISABILITY, SHORT-TERM DISABILITY AND DENTAL, ETC, 8/27/13. **JOHNSON CARPENTER WEALTH MANAGEMENT LP POSITION: Financial Advisor NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 180 START DATE: 02/27/2023 ADDRESS: 301 Banner Ct Suite1, Modesto CA 95356, United States DESCRIPTION: Legal partnership with Britney Carpenter and Tyler Johnson. **REINS OF HOPE POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2024 ADDRESS: 4257 East Keyes Road, Ceres CA 95307, United States DESCRIPTION: Board Member only. Reins of Hope is a group that allows sick/needy children therapy time with Horses.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-28 |
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