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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-20 |
| NJ | RA | APPROVED | 2009-06-01 |
Branch Locations
1030 Broad Street 3Rd Floor, Shrewsbury, NJ 07702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Shrewsbury | NJ | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. Personal Trust; Investment related; NY; POA (proprietor, partner, officer, director, employee, trustee, agent); Oct 2018; During business hours: 1; After business hours: 3 * 356237-Estate; Investment related- No; New York, New York
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-04 |
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