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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-10 |
| AZ | RA | APPROVED | 2019-11-18 |
Branch Locations
7175 North Pima Canyon Drive, Tucson, AZ 85718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Tucson | AZ | 08/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 11/2016 | 12/2018 |
| Morgan Stanley | Tucson | AZ | 12/2018 | Present |
NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT RELATED:Yes CITY/STATE: TUCSON, AZ NATURE OF BUSINESS: RENTAL PROPERTY TITLE: Landlord START DATE: 10/17/2017 DURING BUSINESS HOURS: 0 AFTER BUSINESS HOURS: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-10 |
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