Hormoz Aliabadi Aslani

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Beverly Hills, CA
• 11/2016 → 04/2017
  Wells Fargo Clearing Services, Llc
  Beverly Hills, CA
• 04/2017 → 10/2022
  Citigroup
  Sherman Oaks, CA
• 10/2022 → 05/2025
  Cuso Financial Services, Lp
  San Diego, CA
• 05/2025 → Present
  Lpl Financial Llc
  Huntington Beach, CA

Previous Registrations

• 2022-10-04 → 2025-05-15
  Cuso Financial Services, L.P.
  Laguna Hills, CA
  Lakewood, CA
  Laguna Hills, CA
  Huntington Beach, CA
  Costa Mesa, CA
  Huntington Beach, CA
  Long Beach, CA
• 2017-04-21 → 2022-10-06
  Citigroup Global Markets Inc.
  Sherman Oaks, CA
  Fountain Valley, CA
  Newbury Park, CA
  Ft Lauderdale, FL
  La Canada-Flintridge, CA
  Los Angeles, CA
  Culver City, CA
  Fort Mill, SC
  Fresno, CA
  San Antonio, TX
• 2014-04-28 → 2017-04-26
  Wells Fargo Clearing Services, Llc
  Beverly Hills, CA
  Beverly Hills, CA
  Beverly Hills, CA
  Beverly Hills, CA
  Los Angeles, CA
• 2009-10-13 → 2014-05-02
  Fifth Third Securities, Inc.
  Countryside, IL
  Cicero, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Rosemont, IL
  Chicago, IL
  Cicero, IL
  Berwyn, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Cicero, IL
  Chicago, IL
• 2003-05-21 → 2009-09-29
  U.S. Bancorp Investments, Inc.
  Princeton, WI
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Bloomingdale, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Evanston, IL
• 2001-05-22 → 2002-10-01
  Ubs Financial Services Inc.
  Schaumburg, IL

Other Businesses

1. 05/15/2025-Nuvision Retirement & Investment Services- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 05/16/2025- 160 Hours Per Month- 160 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2001-04-23
• S63 Uniform Securities Agent State Law Examination
  2000-02-16

Other Names

• Hormoz Aslani
• Hormoz Aliabadi Aslani