John Robert Benton

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1986 → 11/2024
  Pruco Securities, Llc.
  Warren, NJ
• 06/1986 → Present
  Prudential Insurance Company Of America
  Warren, NJ
• 11/2024 → Present
  Lpl Enterprise, Llc
  Warren, NJ

Previous Registrations

• 2002-06-21 → 2024-11-14
  Pruco Securities, Llc.
  Morristown, NJ
  Edison, NJ
  Edison, NJ
  Warren, NJ
  Newark, NJ
  Newark, NJ
  Newark, NJ
  Newark, NJ
  Newark, NJ
  Gillette, NJ

Other Businesses

1) 09/13/2024 - New Providence Financial, LLC - Sale and service of Insurance and Financial Services - DBA for LPL Business (entity for LPL business) - Inv Related - At WARREN, NJ - Start Date 09/09/2005 - 40hrs/mth - 40hrs/mth During Trading 2) 09/09/2024 - Chartered Financial Services - Sale and servicing of insurance and financial services - DBA for LPL Business (entity for LPL business) - Inv Related - At WARREN, NJ - Start Date 03/01/2016 - 40hrs/mth - 40hrs/mth During Trading 3) 09/09/2024 - Chartered Financial Services, LLC - Sale and Service of Insurance and Financial Services - DBA for LPL Business (entity for LPL business) - Inv Related - At WARREN, NJ - Start Date 12/22/2015 - 40hrs/mth - 40hrs/mth During Trading 4) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location( s) 5) 07/28/2025 - Liberty Mutual- Property and Casualty- Auto & home insurance sales and service- Inv. related- at Warren, NJ- start date 06/09/1986- 1hr/mnth- 1hr during trading 6) 07/28/2025 - Plymouth Rock- Property and Casualty- Auto & home insurance sales and service- inv. related- at Warren, NJ- start date 06/09/1986- 1hr/mnth- 1hr during trading 7) 10/06/2025-CFS Keene, LLC-Managing Member-Business Entity For Tax/Investment Purposes Only-Inv Related-At Gillette, NJ-Start date 09/30/2025-5hrs/mth-0hrs/mth during trading 8) 12/30/2025-CFS Keene, LLC-Managing Member-Real Estate Rental-Inv Related-At Keene, NH-Start date 11/17/2025-5hrs/mth-5hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-21
• S63 Uniform Securities Agent State Law Examination
  1999-02-24

Other Names

• John Robert (Jr) Benton