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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Solutions Group | Mt Pleasant | PA | 01/2011 | Present |
| Signator Investors, Inc. | Bow | NH | 05/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Keene | NH | 11/2018 | Present |
1) FINANCIAL SOLUTIONS GROUP POSITION: Sales & Marketing Assistant NATURE: Financial Solutions Group is registered as an S Corp. INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 01/02/2011 ADDRESS: 99 Main Street, Keene NH 03431, United States DESCRIPTION: I answer various product related and account related questions and also assist with various marketing related initiatives. 2) FINANCIAL SOLUTIONS GROUP POSITION: Insurance Assistant NATURE: Financial Solutions Group is registered as an S Corp. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2011 ADDRESS: 99 Main Street, Keene NH 03431, United States DESCRIPTION: When needed I review discuss fixed insurance product related features or answer questions pertaining to client accounts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-27 |
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