Best Investors Account Sign in

Timothy David Doll

Osaic Wealth, Inc.

Keene, NH

Claim This Profile
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2018-11-02
  • NH RA
    APPROVED
    Since 2018-11-02

Branch Locations

99 Main Street, Keene, NH 03431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Solutions Group Mt Pleasant PA 01/2011 Present
Signator Investors, Inc. Bow NH 05/2016 11/2018
Royal Alliance Associates, Inc. Keene NH 11/2018 Present
  • 01/2011 → Present
    Financial Solutions Group
    Mt Pleasant, PA
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Bow, NH
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Keene, NH
Previous Registrations
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    Bow, NH
    Mt. Pleasant, PA
    Keene, NH
  • 2012-06-28 → 2016-05-13
    St. Petersburg, FL
    Keene, NH
    Seminole, FL
    Nutley, NJ
    Bow, NH
Other Businesses

1) FINANCIAL SOLUTIONS GROUP POSITION: Sales & Marketing Assistant NATURE: Financial Solutions Group is registered as an S Corp. INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 140 START DATE: 01/02/2011 ADDRESS: 99 Main Street, Keene NH 03431, United States DESCRIPTION: I answer various product related and account related questions and also assist with various marketing related initiatives. 2) FINANCIAL SOLUTIONS GROUP POSITION: Insurance Assistant NATURE: Financial Solutions Group is registered as an S Corp. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2011 ADDRESS: 99 Main Street, Keene NH 03431, United States DESCRIPTION: When needed I review discuss fixed insurance product related features or answer questions pertaining to client accounts.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-13
S63 Uniform Securities Agent State Law Examination 2001-02-27
  • S66 Uniform Combined State Law Examination
    2010-10-13
  • S63 Uniform Securities Agent State Law Examination
    2001-02-27

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Keene, NH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor