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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-26 |
| CT | RA | APPROVED | 2022-08-17 |
Branch Locations
500 Shelton Avenue, Shelton, CT 06484 • United States
898 Bridgeport Ave, Shelton, CT 06484 • United States
12 Franklin Street, Seymour, CT 06483 • United States
3969 Main St, Bridgeport, CT 06606 • United States
58 Boston Ave, Bridgeport, CT 06610 • United States
Monroe, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| People'S Securities, Inc. | Shelton | CT | 02/1993 | Present |
| People's United Advisors, Inc | Briddgeport | CT | 05/2018 | Present |
| Lpl Financial Llc | Shelton | CT | 08/2022 | Present |
| Lpl Financial Llc | Shelton | CT | 08/2022 | Present |
1. 08/18/2022 - Wilmington Advisors @ M&T - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial Advisor - Start Date - 08/18/2022 - 160 Hours Per Month/150 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-20 |
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