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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-06-09 |
| TX | RA | APPROVED_RES | 2021-05-18 |
Branch Locations
77 N. St. Clair, Ste. 104, Painesville, OH 44077 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westminster Financial Securities, Inc. | Dayton | OH | 03/2005 | 05/2021 |
| Lpl Financial Llc | Painesville | OH | 05/2021 | Present |
1) 04/27/2021 - Public Notary - Inv Rel - State of Ohio - Start: 1995 - 1 Hr/Mth 2) 08/16/2022 - Simply Investment Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/15/2022 - 160 Hours Per Month/0 Hours During Securities Trading 3) 08/18/2023 - patrick armstrong financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/15/2023 - 40 Hours Per Month/ 40 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-20 |
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