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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-04-21
OH RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2014-04-21
  • OH RA
    APPROVED
    Since 2012-10-01

Branch Locations

25 Fairgrounds Rd, Painesville, OH 44077 • United States

501 5Th Ave, Chardon, OH 44024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chardon OH 10/2012 Present
Jpmorgan Chase Bank, N.A. Chardon OH 01/1996 Present
Previous Registrations
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Painesville, OH
    Chicago, IL
  • 1998-06-19 → 2005-07-06
    Banc One Securities Corporation
    Painesville, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-07
S63 Uniform Securities Agent State Law Examination 1995-07-05
  • S65 Uniform Investment Adviser Law Examination
    1995-07-07
  • S63 Uniform Securities Agent State Law Examination
    1995-07-05
Other Names
  • Mark Alan Knight

View on SEC IAPD

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