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Current Employers
Nfsg Corporation

1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2019-01-08
TX RA APPROVED_RES 2019-01-07
CA RA APPROVED 2007-09-06
  • LA RA
    APPROVED
    Since 2019-01-08
  • TX RA
    APPROVED_RES
    Since 2019-01-07
  • CA RA
    APPROVED
    Since 2007-09-06

Branch Locations

1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States

2753 Camino Capistrano Bldg B, 1St Floor (B-1), San Clemente, CA 92672 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Newbridge Securities Corporation Ft. Lauderdale FL 08/2007 Present
  • 08/2007 → Present
    Newbridge Securities Corporation
    Ft. Lauderdale, FL
Previous Registrations
  • 2007-06-20 → 2007-08-16
    Pasadena, CA
  • 2005-01-19 → 2007-06-25
    Brookstreet Securities Corporation
    Irvine, CA
    San Juan Capistrano, CA
Other Businesses

1)GOLD COAST FINANCIAL GROUP (DBA),2753 CAMINO CAPISTRANO, BLDG B, 1ST FLOOR (B-1), SAN CLEMENTE, CA, - SECURITIES,PARTNER WITH JULIE MAINS FOR SECURITIES BUSINESS,JUNE 2008,PROVIDE FINANCIAL SERVICE. 2) GOLD COAST WEALTH ADVISORS (DBA): ACTING AS A SOLICITOR IN RECOMMENDING CLIENTS TO CLARAPHI RIA, ADVISING CLIENTS ABOUT OUR FEE BASED MONEY MANAGEMENT OPTIONS. 3) GOLD COAST WEALTH MANAGEMENT (DBA): ACTING AS A SOLICITOR IN RECOMMENDING CLIENTS TO CLARAPHI RIA, ADVISING CLIENTS ABOUT OUR FEE BASED MONEY MANAGEMENT OPTIONS. (THE ABOVE ARE SUB DIVISIONS OF THE CURRENTLY DISCLOSED GOLD COAST FINANCIAL GROUP) 4) SCOTT BROOKS- LANDLORD/RENTAL INCOME - RENT OUT MY CONDO IN ROSARITO, MEXICO, 5) DST (DEFERRED SALES TRUST) BY AND THROUGH GOLD COAST FINANCIAL GROUP: JULY 2016/AFFILIATE, ESTATE PLANNING TEAM REPRESENT AND MARKET FOR DEFERRED SALES TRUST 1-2 HOURS DURING/AFTER TRADING HOURS EXPLANING THE STRATEGY AS POTENTIALLY SUITABLE FOR CERTAIN CLIENTS IN CERTAIN CIRCUMSTANCES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-18
S63 Uniform Securities Agent State Law Examination 1999-10-29
  • S66 Uniform Combined State Law Examination
    2005-01-18
  • S63 Uniform Securities Agent State Law Examination
    1999-10-29

View on SEC IAPD

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