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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-02-03 |
| TX | RA | APPROVED_RES | 2025-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Wichita | KS | 03/1991 | 02/2025 |
| S.J. Prill Financial & Investment Planning, Inc. | Wichita | KS | 01/1995 | Present |
| Raymond James Financial Services Advisors, Inc | Wichita | KS | 01/2009 | 02/2025 |
| Lpl Financial Llc | Wichita | KS | 02/2025 | Present |
1 - 01/2025 - Prill Land and Cattle - Farm / Agriculture - Not Inv Related - 10 Hours/Month - 1 Hour During Trading - KS 67230 - OBA Start Date: 02/01/1991. 2 - 01/2025 - S.J. Prill Financial & Investment Planning, Inc. - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 150 Hours/Month - 120 Hours During Trading - KS 67230 - OBA Start Date: 02/03/2025. 3 - 01/2025 - Rocky Creek Real Estate LLC - Real Estate Rental - Inv Related - 1 Hour/Month - 1 Hour During Trading - KS 67230 - OBA Start 06/01/2019. 4 - 01/2025 - SJPQuarterHorses - Business Owner - Not Inv Related - KS 67230 - OBA Start Date: 01/03/2025. 5 - 01/2025 - Prill Garwood Financial Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 8 Hours During Trading - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-09-06 |
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