Best Investors Account Sign in

Robert Walter Brennan

Allworth Financial, L.P.

Redding, CA

Folsom, CA

Claim This Profile
Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-02
  • CA RA
    APPROVED
    Since 2024-02-02

Branch Locations

434 Redcliff Drive Suite A, Redding, CA 96002 • United States

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brennan Construction Redding CA 09/1985 08/2018
Cetera Advisor Networks Llc El Segundo CA 01/2013 08/2018
Lpl Financial Redding CA 08/2018 01/2024
Aw Securities Folsom CA 02/2024 Present
Allworth Financial Folsom CA 02/2024 Present
  • 09/1985 → 08/2018
    Brennan Construction
    Redding, CA
  • 01/2013 → 08/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 08/2018 → 01/2024
    Lpl Financial
    Redding, CA
  • 02/2024 → Present
    Aw Securities
    Folsom, CA
  • 02/2024 → Present
    Allworth Financial
    Folsom, CA
Previous Registrations
  • 2018-09-06 → 2024-02-12
    Lpl Financial Llc
    Redding, CA
    Myrtle Beach, SC
    Redding, CA
  • 1997-07-08 → 2018-10-01
    Cetera Wealth Services, Llc
    Redding, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-05-14
  • S63 Uniform Securities Agent State Law Examination
    2008-05-14

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
THRIVENT INVESTMENT MANAGEMENT INC.
RUBICON ADVISORS
THE AMERIFLEX GROUP
WELLS FARGO CLEARING SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WOVEN CAPITAL, LLC
EDWARD JONES

Other Investors

JASON ROBERT WAYBRIGHT
ANDREW DAVID FREIBERG
JOHN STUART WINN
LEWIS GEORGE CHAMBERLAIN
BRANDY LYNN BAILEY
JASON MICHAEL RICHART
Joseph Eugene Schmitz
Jeremy Malcom Buranis

Other Offices

LPL FINANCIAL LLC · REDDING, CA
THRIVENT INVESTMENT MANAGEMENT INC. · Redding, CA
RUBICON ADVISORS · Redding, CA
THE AMERIFLEX GROUP · Redding, CA
WELLS FARGO CLEARING SERVICES, LLC · REDDING, CA
LPL FINANCIAL LLC · REDDING, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · REDDING, CA
LPL FINANCIAL LLC · Redding, CA

More in Redding, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor