Roger Lee Ford

Current Employers

Employment History

• 08/1985 → Present
  Conservative Financial Solutions
  Harrison, OH
• 11/1989 → 01/2017
  Siefferman Ins. Agency
  Harrison, OH
• 03/2011 → 05/2017
  Gf Investment Services, Llc
  Sarasota, FL
• 03/2011 → 05/2017
  Global Financial Private Capital, Llc
  Sarasota, FL
• 05/2017 → Present
  Ae Wealth Management, Llc
  Topeka, KS
• 09/2004 → Present
  Harrison Tax & Accounting
  Harrison, OH
• 05/2017 → Present
  Madison Avenue Securities, Llc
  San Diego, CA

Previous Registrations

• 2011-03-23 → 2017-05-05
  Global Financial Private Capital, Inc.
  Harrison, OH
  Sarasota, FL
• 2003-08-25 → 2011-03-23
  Concourse Financial Group Securities, Inc.
  Harrison, OH
  Harrison, OH
• 2003-05-07 → 2003-08-15
  Usa Financial Securities Llc
  Harrison, OH

Other Businesses

1)NAME: CONSERVATIVE FINANCIAL SOLUTIONS, LLC; INV RELATED:YES; ADDRESS:10403 HARRISON AVE, SUITE 100 HARRISON, OH 45030; NATURE: FINANCIAL CONSULTING ADVICE, FIXED INSURANCE SALES, REGISTERED FINANCIAL CONSULTANT; POSITION:FOUNDER, IAR, RFC; START DATE:08/1985; HOURS/MONTH:173; TRADING HOURS/MONTH:40; DUTIES:WEALTH ADVISOR 2)NAME: RENTAL PROPERTY; INV RELATED:NO; ADDRESS:10403 AND 10405 HARRISON AVE, HARRISON, OH 45030 ; NATURE:RENTAL PROPERTYT; POSITION:OWNER/LANDLORD; START DATE:2003 and 2002; HOURS/MONTH:1; TRADING HOURS/MONTH:0; DUTIES:OVERSEE PROPERTIES. 3)NAME:HARRISON TAX & ACCOUNTING; INV RELATED:NO; ADDRESS:10403 HARRISON AVE, SUITE 300 HARRISON, OH 45030; NATURE:ACCOUNTING, PAYROLL & TAX SERVICES ; POSITION:FOUNDER; START DATE:09/2004; HOURS/MONTH:4-5; TRADING HOURS/MONTH:4; DUTIES: I PAY A CPA TO RUN DAY TO DAY OPERATIONS 4)NAME: C&R FARM; INV RELATED:NO; ADDRESS:11481 DEER TRACE LANE HARRISON, OH 45030; NATURE:FARMING; POSITION:OWNER; START DATE:02/2003; HOURS/MONTH:4; TRADING HOURS/MONTH:0; DUTIES: FARMING LIVESTOCK. 5) NAME: MADISON AVENUE SECURITIES, LLC; YES INVESTMENT RELATED; 13500 EVENING CREEK DR. N SUITE 555, SAN DIEGO, CA 92128; BROKER DEALER; REGISTERED REPRESENTATIVE; START DATE 05/2017; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; SECURITIES SALES AND SERVICES. 6.) NAME: ADVISORS EXCEL; INV RELATED: YES; ADDRESS: 2950 SW McCLURE ROAD, TOPEKA, KS 66614; NATURE: INSURANCE PRODUCTS OFFERED THROUGH AE POSITION: INSURANCE AGENT; START DATE:05/04/2017 ; HOURS/MONTH: 40; TRADING HOURS/MONTH: 40; DUTIES: INSURANCE SALES

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-10-26
• S63 Uniform Securities Agent State Law Examination
  1987-02-13

Other Names

• Rodger Lee Ford
• Roger Lee Ford
• Rodger Ford