Thomas Joseph Nohr

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1998 → Present
  Thomas Nohr
  Castro Valley, CA
• 05/2003 → Present
  Sonoma Travel Service
  Petaluma, CA
• 11/1998 → Present
  Successful Financial Education
  Castro Valley, CA
• 05/2003 → 10/2017
  National Planning Corporation
  Castro Valley, CA
• 10/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 04/2002 → Present
  Wymac Capital Inc
  Walnut Creek, CA

Previous Registrations

• 2003-06-03 → 2017-11-01
  National Planning Corporation
  Glastonbury, CT
  Castro Valley, CA
  Castro Valley, CA
• 1998-04-17 → 2003-06-02
  Voya Financial Advisors, Inc.
  Castro Valley, CA

Other Businesses

1. SONOMA TRAVEL SERVICE, 725 E WASHINGTON ST, #100, PETAMLUMA, CA, 8/2012 AS TRAVEL AGENT/TOUR LEADER. NIR - 1/WK - 0/TRADING. 2. INDEPENDENT INSURANCE AGENT, 20632 REDWOOD RD, STE E, CASTRO VALLEY, CA, 5/1998 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1/MO - 1/TRADING. 3. Successful Financial Education Workshops, 20632 Redwood RD Suite 3 Castro Valley, CA 94546. President. DBA only. 11/02/1998. Investment related/ 0/weekly 0/trading. 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-01-10
• S63 Uniform Securities Agent State Law Examination
  1995-11-08

Designations

• Certified Financial Planner