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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-20 |
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2007-01-31 |
Branch Locations
25 Main St Ste 3-2, Goshen, NY 10924-2144 • United States
Wappinger Falls, NY • United States
Ocala, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 07/1986 | 03/2020 |
| Ameriprise Financial Services, Llc | Goshen | NY | 03/2020 | Present |
Business Ownership; Richard Martin LLC; ; Legal entity to manage my practice; 198 Devon Farms RdStormville, Ny 12582, ,; ; ; 1 to 9 hours per month; . Board of Directors; Andrew Nissen Scholarship Fund; Chairman; 198 Devon Farms RdStormville,NY12582, ,; ; ; 1 to 9 hours per month; .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-29 |
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