Randall Jay Malone

Current Employers

Employment History

• 07/1998 → Present
  Principal Life Insurance Company
  Des Moines, IA
• 08/2009 → Present
  Malone Financial Services, Llc
  Milwaukee, WI
• 11/2014 → 05/2021
  Rm Plans
  Milwaukee, WI
• 03/2016 → Present
  Principal Securities Inc
  Wauwatosa, WI
• 05/2021 → Present
  United Financial Advisors Llc
  Wauwatosa, WI

Other Businesses

**OUTSIDE INSURANCE, SELLING TERM LIFE INSURANCE, LONG TERM CARE INSURANCE, AND FIXED ANNUITIES THROUGH VARIOUS CARRIERS, 7/27/12. **Congressman Brian Stiel Insurance and Financial Advisory Board; Not Investment Related; Janesville, WI; Advisor; Provide and share input on federal legislation and policy matters impacting the insurance and financial industry.; Start Date: 07/01/2019; 1 hrs per month; 1 during trading hours. **United Financial Advisors, LLC; Not Investment Related; Holmen, WI; Co-owner; LLC established to provide services to new retirement and existing plans.; Start Date: 02/09/2021; 10 hrs per month; 0 during trading hours. **MALONE WEALTH MANAGEMENT, LLC POSITION: Sole Member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/14/2024 ADDRESS: S87W24515 Edgewood Ave, Big Bend WI 53103, United States DESCRIPTION: Malone Wealth Management, LLC was setup only to be used as part of my contingency agreement with Principal. **MALONE CONSERVANCY, LLC POSITION: Sole Member NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/14/2024 ADDRESS: S87W24515 Edgewood Ave, Big Bend WI 53103, United States DESCRIPTION: Sole member LLC. Setup for my forestry land. Not business related and no business conducted. **MALONE FINANCIAL SERVCICES POSITION: President NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2007 ADDRESS: 10361 W Innovation Drive, Suite 300, Wauwatosa WI 53226, United States DESCRIPTION: Mostly the holding LLC that provides payroll for my employees.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-03-17
• S63 Uniform Securities Agent State Law Examination
  1987-06-06

Designations

Other Names

• Randy Malone
• Randall Malone