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Robert William Ballan

Rb Capital Management, LLC

Reno, NV

Incline Village, NV

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Current Employers
Rb Capital Management, Llc

5365 Reno Corporate Dr. Suite 200, Reno, NV 89511 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2016-01-22
CA RA APPROVED 2016-01-07
TX RA APPROVED 2016-01-07
  • NV RA
    APPROVED
    Since 2016-01-22
  • CA RA
    APPROVED
    Since 2016-01-07
  • TX RA
    APPROVED
    Since 2016-01-07

Branch Locations

5365 Reno Corporate Dr, Suite 200, Reno, NV 89511 • United States

880 Northwood Boulevard, Suite 2, Incline Village, NV 89451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rb Capital Management, Llc Reno NV 04/2000 Present
Self Employed Fresno CA 01/1991 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-01
S63 Uniform Securities Agent State Law Examination 1988-02-12
  • S65 Uniform Investment Adviser Law Examination
    2000-05-01
  • S63 Uniform Securities Agent State Law Examination
    1988-02-12

View on SEC IAPD

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