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Peter Andrew Rosa

Morgan Stanley

Beverly Hills, CA

Palm Desert, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-11
CA RA APPROVED 2019-05-07
  • TX RA
    APPROVED_RES
    Since 2020-06-11
  • CA RA
    APPROVED
    Since 2019-05-07

Branch Locations

9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States

74199 El Paseo Suite 201, Palm Desert, CA 92260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Beverly Hills CA 03/2006 05/2019
Morgan Stanley Beverly Hills CA 05/2019 Present
  • 03/2006 → 05/2019
    Ubs Financial Services
    Beverly Hills, CA
  • 05/2019 → Present
    Morgan Stanley
    Beverly Hills, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-04-02
  • S63 Uniform Securities Agent State Law Examination
    1991-04-02
Other Names
  • Peter Rosia

View on SEC IAPD

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