Best Investors Account Sign in

Herbert Morse Richardson

Capital Management Associates Inc

Minneapolis, MN

Claim This Profile
Current Employers
Capital Management Associates Inc

7900 Xerxes Ave. S, Ste 500, Minneapolis, MN 55431-1120 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-12-11
TX RA APPROVED_RES 2021-09-10
FL RA APPROVED 2020-03-19
MN RA APPROVED 2020-03-10
AZ RA APPROVED 2020-03-02
IL RA APPROVED 2020-02-11
WI RA APPROVED 2019-02-26
  • IA RA
    APPROVED
    Since 2024-12-11
  • TX RA
    APPROVED_RES
    Since 2021-09-10
  • FL RA
    APPROVED
    Since 2020-03-19
  • MN RA
    APPROVED
    Since 2020-03-10
  • AZ RA
    APPROVED
    Since 2020-03-02
  • IL RA
    APPROVED
    Since 2020-02-11
  • WI RA
    APPROVED
    Since 2019-02-26

Branch Locations

7900 Xerxes Ave. S, Ste 500, Minneapolis, MN 55431-1120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Management Associates Minneapolis MN 02/1995 Present
Capital Management Securities, Inc. Minneapolis MN 02/1995 Present
  • 02/1995 → Present
    Capital Management Associates
    Minneapolis, MN
  • 02/1995 → Present
    Capital Management Securities, Inc.
    Minneapolis, MN
Other Businesses

AMWAY - Non-investment related. 15 hours/month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-25
  • S66 Uniform Combined State Law Examination
    2018-07-25

View on SEC IAPD

Other Firms

HAYS FINANCIAL GROUP, LLC
THRIVENT ASSET MANAGEMENT, LLC
THRIVENT PRIVATE INVESTMENTS
THRIVENT FINANCIAL FOR LUTHERANS
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
VAN CLEMENS WEALTH MANAGEMENT, LLC
LOGAN PARK WEALTH MANAGEMENT

Other Investors

Matthew William Hogan
GREGORY ALAN KLEIN
Bryon Andrew Eggan
JAMES P MILEY
ROBYN MARY JOYNER
Cole Hendrickson Carter
Casey Mitchell
Jennifer Elizabeth Finn

Other Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN
LPL FINANCIAL LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN

More in Minneapolis, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor