Brian Engeler Lees

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → 07/2020
  M&T Securities
  Baltimore, MD
• 07/2020 → Present
  Rbc Capital Markets, Llc
  Annapolis, MD

Other Businesses

(1) NAME OF ENTITY: Wild Rose Shores HOA ADDRESS: 495 Tulip Rd Annapolis Maryland 21403 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Jun 10, 2026 CAPACITY: Treasurer DUTIES: treasure for a voluntary community association, not a HOA. HOA is incorrect HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-08-28
• S63 Uniform Securities Agent State Law Examination
  1986-08-20