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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-02
MN RA APPROVED 2016-04-08
  • TX RA
    APPROVED_RES
    Since 2026-01-02
  • MN RA
    APPROVED
    Since 2016-04-08

Branch Locations

300 14Th Ave Ne, Minneapolis, MN 55413 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 04/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2016 Present
Previous Registrations
Other Businesses

1-INDEPENDENT INSURANCE AGENT, 300 14TH AVE NE, MINNEAPOLIS, MN, 6/1986 SELLING FIXED ANNUITY & LIFE INSURANCE PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1 HR/WK - .5/TRADING. 2-CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 4/2016 AS ADVISORY REP OF A RIA. INV REL - 15 HR/WK - 15/TRADING. 3-LISA NESSER LLC DBA NESSER&NESSER FINANCIAL GROUP, 300 14th Ave NE, Mpls, MN 55413, 05/01/2016, Owner, Using a Trade Name/dba, NIR, 160 HR/MO, 20 HR/MO TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-07-30
  • S63 Uniform Securities Agent State Law Examination
    1986-07-30
Designations
Other Names
  • Lisa Marie Haik

View on SEC IAPD

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