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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-07-10 |
Branch Locations
18 Corporate Woods Blvd Fl 2, Albany, NY 12211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Latham | NY | 04/1985 | 03/2017 |
| Massmutual Life Insurance Co | Latham | NY | 07/2016 | Present |
| Mml Investors Services, Llc | Latham | NY | 03/2017 | Present |
| Lpl Financial Llc | Albany | NY | 07/2023 | Present |
1) 5/30/2023- Rosemont Financial Group - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported business location(s)- 140hrs/mth 2) 5/30/2023- Charter Oak Financial (Division of Mass Mutual) - Non-Variable Insurance- Agent selling Life, long term care, disability, fixed annuity products - Inv. Related- Latham, NY- start date 6/26/2023- 4hrs/mth
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-12-10 |
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