Scot Hutcheson

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Louisville, KY
• 01/2012 → Present
  Bank Of America, N.A.
  Louisville, KY

Previous Registrations

• 2002-01-22 → 2009-02-13
  Avantax Advisory Services
  Elizabethtown, KY

Other Businesses

I*25660FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: KENTUCKY COMMUNITY & TECHNICAL COLLEGE SYSTEMINVESTMENT RELATED: NADDRESS OF BUSINESS:ELIZABETHTOWN, KENTUCKY 42701NATURE OF BUSINESS: OTHER, STATE UNIVERSITY SYSTEMPOSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 2/11/2009NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: SHORT TERM TEACHING ASSIGNMENT INSTRUCTOR I*93859FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: S AND R H INVESTMENT RELATED: NADDRESS OF BUSINESS:ELIZABETHTOWN, KENTUCKY 42701NATURE OF BUSINESS: SOLE PROPRIETORSHIP,POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 1/1/2015NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: RENTAL PROPERTY (HER FORMER RESIDENCE) SOLELY OWNED BY MY WIFE.THIS PROPERTY IS OWNED BY MY WIFE. THE RENTAL AGREEMENT IS IN HER NAME ONLY. THE TENANTS PAY THE RENT TO HER. I*123769For profit or not for profit: Non-Profit OrganizationName of outside business organization: Saint James Catholic SchoolInvestment related: NAddress of business:Elizabethtown, Kentucky 42701Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 6/1/2019Number of hours devoted: 4 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Saint James School Board Finance Committee Member(Advisory Committee)

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-09-27
• S63 Uniform Securities Agent State Law Examination
  1999-06-28

Other Names

• Scot Hutcheson
• Robert Scot Hutcheson
• Robert Scot Hutcheson
• Robert S Hutcheson
• Robert Scot Hutcheson