Martha Swain

Employer firm

Provenance Wealth Advisors CRD 126529

$4.44B regulatory AUM 80 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• PORTFOLIO CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → Present
  Provenance Wealth Advisors
  Ft. Lauderdale, FL
• 08/2013 → 08/2023
  Raymond James Financial Services Inc
  Ft Lauderdale, FL
• 09/2013 → 08/2023
  Raymond James Financial Services Advisors Inc.
  Fort Lauderdale, FL
• 08/2023 → Present
  Pwa Securities, Llc
  Ft. Lauderdale, FL

Previous Registrations

• 2013-09-11 → 2023-08-25
  Raymond James Financial Services Advisors, Inc
  Fort Lauderdale, FL

Other Businesses

Provenance Wealth Advisors. Address: Fort Lauderdale, FL Nature of the Business: Independent RIA Position/Title: Employee Investment Related: Yes Start Date: 12/05/2013 Hours per month devoted to this business: 160 Hours per month devoted to this business during trading hours: 120 Description of duties: Sell long term care, fixed annuities and disability insurance through various agencies.

Designations

• Certified Financial Planner

Other Names

• Martha Ellen Fick
• Martha Ellen Swain
• Martha Ellen Fick