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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-23
OH RA APPROVED 1999-09-18
  • TX RA
    APPROVED_RES
    Since 2016-09-23
  • OH RA
    APPROVED
    Since 1999-09-18

Branch Locations

3010 State Route 5 Ste A, Cortland, OH 44410-9110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Cortland OH 07/1986 03/2020
Ameriprise Financial Services, Llc Cortland OH 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 3010 State Route 5 Suite A, , Cortland, OH, 44410; Not Investment-Related; 03/01/1993. Business Ownership; CLS APMA LLC; operating company of financial firm; Management company; 150 Leckrone Way, , Cortland, OH, 44410; Not Investment-Related; 11/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Elmview Professional Park Condo Assn; Treasurer; 3010 State Rte 5, Ste A, , Cortland, OH, 44410; Not Investment-Related; 12/15/2023; 1 to 9 hours per month; 0 during trading hours / Salvation Army Warren OH Corps; Local Advisory Board; 270 Franklin St. SE, , Warren, OH, 44483; Not Investment-Related; 02/02/2015; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Central Christian Church - bookeeper/treasurer; write checks; produce financial reports; 2051 East Market Street, , Warren, OH, 44483; Not Investment-Related; 06/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-04-02
S63 Uniform Securities Agent State Law Examination 1987-06-05
  • S65 Uniform Investment Adviser Law Examination
    1991-04-02
  • S63 Uniform Securities Agent State Law Examination
    1987-06-05
Other Names
  • Cynthia Wolke
  • Cynthia Telegadas
  • Cynthia Shively
  • Cynthia Louise Shively

View on SEC IAPD

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