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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-06-12 |
| OH | RA | APPROVED | 1999-09-12 |
Branch Locations
3010 State Route 5 Ste A, Cortland, OH 44410-9110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Cortland | OH | 01/1999 | 03/2020 |
| Ameriprise Financial Services, Llc | Cortland | OH | 03/2020 | Present |
Business Ownership; ALK Operations LLC; Operating company financial services firm; Management Company; 168 South Colonial Drive, , Cortland, OH, 44410; Not Investment-Related; 11/01/2022; 40 to 59 hours per month; 40 to 59 during trading hours. Board of Directors; City of Cortland Zoning Appeals Board; Chairman; 400 N. High Street, , Cortland, OH, 44410; Not Investment-Related; 03/09/2015; 1 to 9 hours per month; 0 during trading hours. Outside Employment; ALK Operations LLC; Owner; Manage advisory business; 168 S Colonial Drive, , Cortland, OH, 44410; Investment-Related; 11/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-02-18 |
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