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Donald Lee Ledford

LPl Financial LLC

Anniston, AL

San Diego, CA

Anniston, AL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-02-23
TX RA APPROVED_RES 2024-02-14
  • AL RA
    APPROVED
    Since 2024-02-23
  • TX RA
    APPROVED_RES
    Since 2024-02-14

Branch Locations

1302 Noble St Suite 3H, Anniston, AL 36201 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

1302 Noble St Suite 3H, Anniston, AL 36201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sa Stone Wealth Management Anniston AL 08/2014 02/2024
Sa Stone Investment Advisors Anniston AL 06/2016 02/2024
Lpl Financial Llc Anniston AL 02/2024 Present
  • 08/2014 → 02/2024
    Sa Stone Wealth Management
    Anniston, AL
  • 06/2016 → 02/2024
    Sa Stone Investment Advisors
    Anniston, AL
  • 02/2024 → Present
    Lpl Financial Llc
    Anniston, AL
Previous Registrations
  • 2016-06-30 → 2024-02-23
    Stonex Advisors Inc.
    Anniston, AL
    Birmingham, AL
    Anniston, AL
  • 2014-08-29 → 2016-06-30
    Intl Advisory Consultants Inc.
    Anniston, AL
  • 2013-09-09 → 2014-09-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Anniston, AL
    Oxford, AL
    Oxford, AL
    Alexandria, AL
  • 2007-01-29 → 2013-09-12
    Intl Advisory Consultants Inc.
    Birmingham, AL
  • 2006-07-26 → 2007-01-22
    Wells Fargo Clearing Services, Llc
    Anniston, AL
    Jacksonville, AL
    Piedmont, AL
    Oxford, AL
    Anniston, AL
    Heflin, AL
    Gadsden, AL
Other Businesses

1- 12/2023 / Don Ledford Associates, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth / 6 hrs during trading / start date 01/03/2006

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-15
S63 Uniform Securities Agent State Law Examination 1986-10-10
  • S65 Uniform Investment Adviser Law Examination
    2006-07-15
  • S63 Uniform Securities Agent State Law Examination
    1986-10-10
Other Names
  • Don Ledford

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
TRUIST ADVISORY SERVICES, INC.
OSAIC WEALTH, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
WELLS FARGO CLEARING SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MCNARON GROUP, INC.

Other Investors

DANIEL CLAY BROCK
KELLY SUSAN LATTA
Brittany Rose Cobb
JEFFERY WAYNE OWENS
Anthony Carl Fleming
Jonathan Tyler Jones
JOSEPH PORTER BYNUM
Jacob Tyler Pollard

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANNISTON, AL
TRUIST ADVISORY SERVICES, INC. · ANNISTON, AL
OSAIC WEALTH, INC. · ANNISTON, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Oxford, AL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Oxford, AL
LPL FINANCIAL LLC · OXFORD, AL
CETERA INVESTMENT ADVISERS LLC · ANNISTON, AL
WELLS FARGO CLEARING SERVICES, LLC · ANNISTON, AL

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