Daniel Clay Brock

Current Employers

Employment History

• 06/2000 → Present
  Raymond James Financial Services, Inc.
  Anniston, AL
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Anniston, AL
• 05/2010 → Present
  Robert Trent Joes Silver Lakes Golf Course
  Glencoe, AL
• 07/2013 → Present
  F & M Investment Services
  Anniston, AL
• 03/2019 → Present
  Independent Retirement Associates
  Anniston, AL

Other Businesses

(1)Name of Business: Ace Vintage Modern Address: 422 Broad Street, Gadsden, AL, 35901, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/14/2025 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Retail--Antique Booth at a local Antique Mall (2)Name of Business: F&M Investment Services Address: 1429 quintard ave anniston al 36201, anniton, AL, 36201, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 07/19/2013 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: support company for RJFS practice (3)Name of Business: Independent Retirement Associates Address: 1429 Quintard Ave, Anniston, AL, 36201, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 03/19/2019 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Investment Management Consultant / Financial Planner

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-02-28