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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-09-09
  • FL RA
    APPROVED
    Since 2016-09-09

Branch Locations

401 E Jackson St Fl 19, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Securities, Inc. Atlanta GA 02/2002 01/2017
Suntrust Advisory Services Atlanta GA 09/2016 Present
Suntrust Investment Services, Inc. Atlanta GA 01/2017 Present
  • 02/2002 → 01/2017
    Suntrust Securities, Inc.
    Atlanta, GA
  • 09/2016 → Present
    Suntrust Advisory Services
    Atlanta, GA
  • 01/2017 → Present
    Suntrust Investment Services, Inc.
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-22
S63 Uniform Securities Agent State Law Examination 1986-09-24
  • S65 Uniform Investment Adviser Law Examination
    1995-06-22
  • S63 Uniform Securities Agent State Law Examination
    1986-09-24

View on SEC IAPD

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