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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-11-26 |
Branch Locations
150 East Wilson Bridge Rd 232, Worthington, OH 43085 • United States
Wapakoneta, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H. Beck, Inc. | Rockville | MD | 01/2010 | 11/2019 |
| Lpl Financial Llc | Wapakoneta | OH | 11/2019 | Present |
1)11/20/2019 - THE MONEY FOUNDATION - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 12/2005 2)11/20/2019 - RAYBURN FINANCIAL ADVISORY LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2000 3)11/20/2019 - RAYBURN FINANCIAL GROUP - Insurance Agency - inv rel - Napoleonn, OH - start: 01/2004 4)11/20/2019 - Real Estate Rental - Owner - inv rel - Seiverville, TN - start: 03/2004 5) 3/18/2020 - Rayburn Financial Services, LLC - DBA: Rayburn Financial Advisory Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/01/2000 - 200 Hours Per Month/150 Hours During Securities Trading. 6) 02/28/2025- NORTH SHORE RESORT, LLC, DBA SANDS RESORTS/SAND DUNES, AS AGENT CONDO RENTAL AGREEMENT- Real Estate Rental- Not INV Related- At NORTH, MYRTLE BEACH, SC - 10 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-01 |
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