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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-11-26
  • OH RA
    APPROVED
    Since 2019-11-26

Branch Locations

150 East Wilson Bridge Rd 232, Worthington, OH 43085 • United States

Wapakoneta, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H. Beck, Inc. Rockville MD 01/2010 11/2019
Lpl Financial Llc Wapakoneta OH 11/2019 Present
  • 01/2010 → 11/2019
    H. Beck, Inc.
    Rockville, MD
  • 11/2019 → Present
    Wapakoneta, OH
Previous Registrations
  • 2010-01-08 → 2019-12-23
    Grove Point Investments, Llc
    Worthington, OH
    Wapakoneta, OH
  • 2000-04-06 → 2009-12-31
    Fsc Securities Corporation
    Worthington, OH
    Napoleon, OH
Other Businesses

1)11/20/2019 - THE MONEY FOUNDATION - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 12/2005 2)11/20/2019 - RAYBURN FINANCIAL ADVISORY LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2000 3)11/20/2019 - RAYBURN FINANCIAL GROUP - Insurance Agency - inv rel - Napoleonn, OH - start: 01/2004 4)11/20/2019 - Real Estate Rental - Owner - inv rel - Seiverville, TN - start: 03/2004 5) 3/18/2020 - Rayburn Financial Services, LLC - DBA: Rayburn Financial Advisory Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/01/2000 - 200 Hours Per Month/150 Hours During Securities Trading. 6) 02/28/2025- NORTH SHORE RESORT, LLC, DBA SANDS RESORTS/SAND DUNES, AS AGENT CONDO RENTAL AGREEMENT- Real Estate Rental- Not INV Related- At NORTH, MYRTLE BEACH, SC - 10 Hours Per Month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-05
S63 Uniform Securities Agent State Law Examination 1997-07-01
  • S65 Uniform Investment Adviser Law Examination
    1999-02-05
  • S63 Uniform Securities Agent State Law Examination
    1997-07-01
Designations
Other Names
  • Cliff Rayburn

View on SEC IAPD

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