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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-05-03 |
| OH | RA | APPROVED | 1999-09-18 |
Branch Locations
250 W Old Wilson Bridge Rd Ste 150, Worthington, OH 43085 • United States
Buckeye Lake, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Worthington | OH | 03/1987 | 03/2020 |
| Ameriprise Financial Services, Llc | Worthington | OH | 03/2020 | Present |
Real Estate Ownership; Lot/Land; 7 Park Street Buckeye Lake 43008 10 lots 2 streets, ,; Not Investment-Related; 09/30/1999 / Lot/Land; 105 Anchors Way Buckeye Lake Ohio, ,; Not Investment-Related; 11/07/2001 / Lot/Land; 4510 Ducrest Crt Columbus Ohio, ,; Not Investment-Related; 11/01/2010 / Lot/Land; 9 Park Street Buckeye Lake Ohio 43008, ,; Not Investment-Related; 06/03/2003 / Lot/Land; 97 Anchors Way Buckeye Lake Ohio 43008, ,; Not Investment-Related; 07/03/2003 / Lot/Land; 129 Anchors Way Buckeye Lake Ohio 43008, ,; Not Investment-Related; 01/28/2002 / Lot/Land; 184 East Street Buckeye Lake Ohio 43008, ,; Not Investment-Related; 10/17/2000 / Lot/Land; 161 Anchors Way lot 121, ,; Not Investment-Related; 12/02/2010 / Lot/Land; Lake View Dr. Buckeye Lake Lot 103 Reserve A, ,; Not Investment-Related; 06/22/2016 / Lot/Land; 145 Anchors Way Buckeye Lake Land Lot 119 Lot, ,; Not Investment-Related; 01/30/2008 / Lot/Land; Anchors Way Buckeye Lake Ohio land lot number 120, ,; Not Investment-Related; 07/06/2000. Business Ownership; 440 Corp; leasing and management of office space and expenses; Leasing and management of office space and expenses; 250 W Old Wilson Bridge Rd, Suite 150, , Worthington, OH, 43085; Not Investment-Related; 01/01/1991; 1 to 9 hours per month; 1 to 9 during trading hours / C2K LLC; Partner, pay bills and maintain records; Holding company established for vacation home second home non-rental; Po Box 2540, , Buckeye Lake, OH, 43008; Not Investment-Related; 01/12/2015; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Legacy / Columbus, Ohio; Board member; Columbus, Ohio, ,; ; ; 1 to 9 hours per month; / Life Care Alliance; Board Member; 1699 West Mound St Columbus, Ohio 43223, ,; ; 01/01/2012; 1 to 9 hours per month; / Buckeye Lake Regional Foundation; Vice President; Columbus Foundation1234 E Broad St,Columbus, OH 43205, ,; ; 08/20/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Buckeye Lake 2030 Corporation; Assisitant Secretary; Buckeye Lake Ohio 43008, ,; ; 10/17/2017; 1 to 9 hours per month; 0 during trading hours / Buckeye Lake Region Community Improvement Corporation; Board member; tbd, , Buckeye Lake, OK, 43008; Investment-Related; 11/01/2022; 1 to 9 hours per month; 0 during trading hours / LifeCare Alliance Board; Governance Board, Secretary; 1699 West Mound St , , Columbus, OH, 43223; Not Investment-Related; 04/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Cranberry Bay Homeowners Association; Trustee; po Box 1565, , Buckeye Lake, OH, 43008; Not Investment-Related; 02/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Columbus Bar Association; Expert Witness; 175 S 3rd Ste 1100, , Columbus, OH, 43215; Investment-Related; 01/20/2023; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-18 |
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