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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-05-03
OH RA APPROVED 1999-09-18
  • TX RA
    APPROVED_RES
    Since 2011-05-03
  • OH RA
    APPROVED
    Since 1999-09-18

Branch Locations

250 W Old Wilson Bridge Rd Ste 150, Worthington, OH 43085 • United States

Buckeye Lake, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Worthington OH 03/1987 03/2020
Ameriprise Financial Services, Llc Worthington OH 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; 7 Park Street Buckeye Lake 43008 10 lots 2 streets, ,; Not Investment-Related; 09/30/1999 / Lot/Land; 105 Anchors Way Buckeye Lake Ohio, ,; Not Investment-Related; 11/07/2001 / Lot/Land; 4510 Ducrest Crt Columbus Ohio, ,; Not Investment-Related; 11/01/2010 / Lot/Land; 9 Park Street Buckeye Lake Ohio 43008, ,; Not Investment-Related; 06/03/2003 / Lot/Land; 97 Anchors Way Buckeye Lake Ohio 43008, ,; Not Investment-Related; 07/03/2003 / Lot/Land; 129 Anchors Way Buckeye Lake Ohio 43008, ,; Not Investment-Related; 01/28/2002 / Lot/Land; 184 East Street Buckeye Lake Ohio 43008, ,; Not Investment-Related; 10/17/2000 / Lot/Land; 161 Anchors Way lot 121, ,; Not Investment-Related; 12/02/2010 / Lot/Land; Lake View Dr. Buckeye Lake Lot 103 Reserve A, ,; Not Investment-Related; 06/22/2016 / Lot/Land; 145 Anchors Way Buckeye Lake Land Lot 119 Lot, ,; Not Investment-Related; 01/30/2008 / Lot/Land; Anchors Way Buckeye Lake Ohio land lot number 120, ,; Not Investment-Related; 07/06/2000. Business Ownership; 440 Corp; leasing and management of office space and expenses; Leasing and management of office space and expenses; 250 W Old Wilson Bridge Rd, Suite 150, , Worthington, OH, 43085; Not Investment-Related; 01/01/1991; 1 to 9 hours per month; 1 to 9 during trading hours / C2K LLC; Partner, pay bills and maintain records; Holding company established for vacation home second home non-rental; Po Box 2540, , Buckeye Lake, OH, 43008; Not Investment-Related; 01/12/2015; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Legacy / Columbus, Ohio; Board member; Columbus, Ohio, ,; ; ; 1 to 9 hours per month; / Life Care Alliance; Board Member; 1699 West Mound St Columbus, Ohio 43223, ,; ; 01/01/2012; 1 to 9 hours per month; / Buckeye Lake Regional Foundation; Vice President; Columbus Foundation1234 E Broad St,Columbus, OH 43205, ,; ; 08/20/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Buckeye Lake 2030 Corporation; Assisitant Secretary; Buckeye Lake Ohio 43008, ,; ; 10/17/2017; 1 to 9 hours per month; 0 during trading hours / Buckeye Lake Region Community Improvement Corporation; Board member; tbd, , Buckeye Lake, OK, 43008; Investment-Related; 11/01/2022; 1 to 9 hours per month; 0 during trading hours / LifeCare Alliance Board; Governance Board, Secretary; 1699 West Mound St , , Columbus, OH, 43223; Not Investment-Related; 04/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Cranberry Bay Homeowners Association; Trustee; po Box 1565, , Buckeye Lake, OH, 43008; Not Investment-Related; 02/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Columbus Bar Association; Expert Witness; 175 S 3rd Ste 1100, , Columbus, OH, 43215; Investment-Related; 01/20/2023; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-10
S63 Uniform Securities Agent State Law Examination 1996-06-18
  • S65 Uniform Investment Adviser Law Examination
    1996-10-10
  • S63 Uniform Securities Agent State Law Examination
    1996-06-18
Other Names
  • Karen Cookston

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