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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-02-09 |
| TX | RA | APPROVED | 2018-02-09 |
Branch Locations
250 W Old Wilson Bridge Rd Ste 150, Worthington, OH 43085 • United States
Columbus, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbus | OH | 09/2014 | 02/2018 |
| Bank Of America N.A | Columbus | OH | 11/2014 | 02/2018 |
| Ameriprise Financial Services, Llc | Worthington | OH | 02/2018 | Present |
Business Ownership; Arch City Living LLC; Operating the business, which provides professional consulting services.; Consulting; 14 Clark Pl, , Columbus, OH, 43201; Investment-Related; 02/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Arch City Tax Services LLC; Owner; Tax Preparation; 14 Clark Pl, , Columbus, OH, 43201; Not Investment-Related; 11/15/2020; 10 to 19 hours per month; 1 to 9 during trading hours. Board of Directors; Franklin University Financial Planning Advisory Board; Board Member; 201 South Grant Ave, , Columbus, OH, 43215; Not Investment-Related; 09/01/2021; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Arch City Tax Services LLC; Owner - Operating the business, which offers tax preparation and tax planning services; ; 14 Clark Pl, , Columbus, OH, 43201; Not Investment-Related; 11/01/2020; 1 to 9 hours per month; 0 during trading hours / Arch City Living LLC; Owner - Operating the business, which offers professional consulting services to Ameriprise franchisees.; ; 14 Clark Pl, , Columbus, OH, 43201; Investment-Related; 02/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-23 |
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