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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-02-09
TX RA APPROVED 2018-02-09
  • OH RA
    APPROVED
    Since 2018-02-09
  • TX RA
    APPROVED
    Since 2018-02-09

Branch Locations

250 W Old Wilson Bridge Rd Ste 150, Worthington, OH 43085 • United States

Columbus, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbus OH 09/2014 02/2018
Bank Of America N.A Columbus OH 11/2014 02/2018
Ameriprise Financial Services, Llc Worthington OH 02/2018 Present
Previous Registrations
Other Businesses

Business Ownership; Arch City Living LLC; Operating the business, which provides professional consulting services.; Consulting; 14 Clark Pl, , Columbus, OH, 43201; Investment-Related; 02/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Arch City Tax Services LLC; Owner; Tax Preparation; 14 Clark Pl, , Columbus, OH, 43201; Not Investment-Related; 11/15/2020; 10 to 19 hours per month; 1 to 9 during trading hours. Board of Directors; Franklin University Financial Planning Advisory Board; Board Member; 201 South Grant Ave, , Columbus, OH, 43215; Not Investment-Related; 09/01/2021; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Arch City Tax Services LLC; Owner - Operating the business, which offers tax preparation and tax planning services; ; 14 Clark Pl, , Columbus, OH, 43201; Not Investment-Related; 11/01/2020; 1 to 9 hours per month; 0 during trading hours / Arch City Living LLC; Owner - Operating the business, which offers professional consulting services to Ameriprise franchisees.; ; 14 Clark Pl, , Columbus, OH, 43201; Investment-Related; 02/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-14
S63 Uniform Securities Agent State Law Examination 2012-07-23
  • S65 Uniform Investment Adviser Law Examination
    2014-11-14
  • S63 Uniform Securities Agent State Law Examination
    2012-07-23

View on SEC IAPD

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