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J. W. Cole Advisors, Inc. CRD 112294
$8.25B regulatory AUM 1,971 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-09-05 |
Branch Locations
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
2754 E. Main Street, Springfield, OH 45503 • United States
475 Metro Place South Suite 430, Dublin, OH 43017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Pickarski & Associates | Springfield | OH | 04/1995 | Present |
| Parkland Securities, Llc | Ann Arbor | MI | 08/2014 | 07/2020 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 07/2020 | 08/2023 |
| J.W. Cole Advisors, Inc. | Tampa | FL | 08/2023 | Present |
| J.W. Cole Financial, Inc. | Tampa | FL | 08/2023 | Present |
(1) Pickarski Financial Group; DBA; Investment related; 2754 E. Main Street, Springfield, OH 45503; Owner; Fixed insurance and annuity sales; Start 1/2000; 120 hrs./mo., 80 hrs./mo. during trading. (2) Clark County Republican Club; Non-investment related; 2754 E. Main Street, Springfield, OH 45503; Statutory Agent; Club that meets for breakfast and listens to speakers. Start 1/2020, 3 hrs./mo., 0 during trading. (3) FOP Lodge 117; Not-investment related; 1024 Wenbrook Drive, Kettering, OH 45429; Board Member; Police lodge to support current and retired offices; Start 1/2000; 4 hrs./mo., 0 during trading. (4) Breast Cancer Endowment Fund; Not investment related; 20 S. Limestone, Ste 300, Springfield, OH 45501; Board Member; Raise money to support cancer patients in Clark County; Start 1/2000; 2 hrs./mo., 0 during trading. (5) Fraternal Order of Police Ohio #117 Community Foundation; Not investment related; P. O. Box 467; Miamisburg, OH 45343-0467; 501(c) Non Profit; Vice President; To provide financial support for active and retired law enforcement officers and their departments with pro law enforcement activities and support; Start 10/8/2025; Less than 5 hours/month during trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-02-03 |
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