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Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars
  • HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-09-05
  • OH RA
    APPROVED
    Since 2023-09-05

Branch Locations

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

2754 E. Main Street, Springfield, OH 45503 • United States

475 Metro Place South Suite 430, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Pickarski & Associates Springfield OH 04/1995 Present
Parkland Securities, Llc Ann Arbor MI 08/2014 07/2020
Gwn Securities, Inc. Palm Beach Gardens FL 07/2020 08/2023
J.W. Cole Advisors, Inc. Tampa FL 08/2023 Present
J.W. Cole Financial, Inc. Tampa FL 08/2023 Present
  • 04/1995 → Present
    John Pickarski & Associates
    Springfield, OH
  • 08/2014 → 07/2020
    Parkland Securities, Llc
    Ann Arbor, MI
  • 07/2020 → 08/2023
    Palm Beach Gardens, FL
  • 08/2023 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
  • 08/2023 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
Previous Registrations
  • 2020-07-19 → 2023-08-30
    Palm Beach Gardens, FL
    Columbus, OH
    Columbus, OH
    Springfield, OH
    Palm Beach Gardens, FL
  • 2009-10-29 → 2020-07-17
    Springfield, OH
    Ann Arbor, MI
  • 1999-11-10 → 2009-08-10
    Springfield, OH
    Springfield, OH
Other Businesses

(1) Pickarski Financial Group; DBA; Investment related; 2754 E. Main Street, Springfield, OH 45503; Owner; Fixed insurance and annuity sales; Start 1/2000; 120 hrs./mo., 80 hrs./mo. during trading. (2) Clark County Republican Club; Non-investment related; 2754 E. Main Street, Springfield, OH 45503; Statutory Agent; Club that meets for breakfast and listens to speakers. Start 1/2020, 3 hrs./mo., 0 during trading. (3) FOP Lodge 117; Not-investment related; 1024 Wenbrook Drive, Kettering, OH 45429; Board Member; Police lodge to support current and retired offices; Start 1/2000; 4 hrs./mo., 0 during trading. (4) Breast Cancer Endowment Fund; Not investment related; 20 S. Limestone, Ste 300, Springfield, OH 45501; Board Member; Raise money to support cancer patients in Clark County; Start 1/2000; 2 hrs./mo., 0 during trading. (5) Fraternal Order of Police Ohio #117 Community Foundation; Not investment related; P. O. Box 467; Miamisburg, OH 45343-0467; 501(c) Non Profit; Vice President; To provide financial support for active and retired law enforcement officers and their departments with pro law enforcement activities and support; Start 10/8/2025; Less than 5 hours/month during trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-02-03
  • S63 Uniform Securities Agent State Law Examination
    1998-02-03
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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