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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-14 |
| AZ | RA | APPROVED | 2025-07-10 |
| LA | RA | APPROVED | 2025-07-10 |
| TX | RA | APPROVED | 2025-07-10 |
Branch Locations
7075 W Bell Road Suite 8, Glendale, AZ 85308 • United States
100 Madison Street Suite 1300, Syracuse, NY 13202 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Paragon Financial Group Inc | Glendale | AZ | 01/1999 | 07/2025 |
| National Planning Corporation | Glendale | AZ | 01/2009 | 10/2017 |
| Woodbury Financial Services Inc | Glendale | AZ | 10/2017 | 12/2023 |
| Cadaret, Grant & Co., Inc. | Glendale | AZ | 12/2023 | 07/2025 |
| Lpl Financial Llc | Syracuse | NY | 07/2025 | Present |
1. 07/10/2025- Paragon Financial Group- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 01/01/1999- 5 Hours Per Month- 5 Hours During Trading 2. 07/10/2025- Frank M Brown- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 10/01/1985- 5 Hours Per Month- 5 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-09 |
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