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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-11-24
  • TX RA
    APPROVED
    Since 2006-11-24

Branch Locations

201 Main St Ste 1700, Fort Worth, TX 76102 • United States

Arlington, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Dallas TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Dallas TX 11/2016 Present
Previous Registrations
  • 2006-09-27 → 2006-11-29
    J.P. Morgan Securities Inc.
    Dallas, TX
  • 1991-01-09 → 2006-09-27
    Banc One Securities Corporation
    Dallas, TX
    Dallas, TX
    Chicago, IL
Other Businesses

GAS LEASE; INVESTMENT RELATED; ARLINGTON, TX; 100% OWNERSHIP WITH SPOUSE; START DATE 01/01/2010; NO TIME DEVOTED. LEASES MINERAL RIGHTS UNDER PRIMARY RESIDENCE; RECEIVES ROYALTIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-03
S63 Uniform Securities Agent State Law Examination 1985-09-23
  • S65 Uniform Investment Adviser Law Examination
    1996-05-03
  • S63 Uniform Securities Agent State Law Examination
    1985-09-23
Other Names
  • Mischelle Shiree Rios
  • Mischelle S Rios

View on SEC IAPD

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