Amy Sue Travis

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1999 → 12/2017
  Raymond James & Associates, Inc.
  Traver5E City, MI
• 12/2017 → 04/2019
  Commonwealth Financial Network
  Traverse City, MI
• 04/2019 → 05/2019
  Unemployed
  Kingsley, MI
• 05/2019 → 10/2020
  Raymond James Financial Services, Inc.
  Traverse City, MI
• 05/2019 → 11/2020
  Raymond James Financial Services Advisors, Inc.
  Traverse City, MI
• 11/2020 → Present
  Hightower Securities Llc
  Valparaiso, IN
• 11/2020 → Present
  Hightower Advisors Llc
  Valparaiso, IN

Previous Registrations

• 2019-05-23 → 2020-10-19
  Raymond James Financial Services Advisors, Inc
  Traverse City, MI
• 2018-01-19 → 2019-04-12
  Commonwealth Financial Network
  Traverse City, MI
• 2010-09-24 → 2017-12-20
  Raymond James & Associates, Inc.
  Traverse City, MI
  Traverse City, MI

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-16
• S63 Uniform Securities Agent State Law Examination
  1999-01-28

Other Names

• Amy Sue Hendges