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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2020-11-19 |
Branch Locations
10850 E. Traverse Hwy Suite 3350, Traverse City, MI 49684 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Traver5E City | MI | 09/1999 | 12/2017 |
| Commonwealth Financial Network | Traverse City | MI | 12/2017 | 04/2019 |
| Unemployed | Kingsley | MI | 04/2019 | 05/2019 |
| Raymond James Financial Services, Inc. | Traverse City | MI | 05/2019 | 10/2020 |
| Raymond James Financial Services Advisors, Inc. | Traverse City | MI | 05/2019 | 11/2020 |
| Hightower Securities Llc | Valparaiso | IN | 11/2020 | Present |
| Hightower Advisors Llc | Valparaiso | IN | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-28 |
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