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11152 S Towne Square, Saint Louis, MO 63123 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-01-03 |
Branch Locations
11152 S Towne Square, Saint Louis, MO 63123 • United States
Minnetrista, MN • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Distribution, Inc. | Minnetonka | MN | 09/2014 | 07/2021 |
| Morgan Stanley Investment Management Inc. | Minnetonka | MN | 09/2014 | 07/2021 |
| Patrick Capital Markets | St. Louis | MO | 10/2021 | Present |
1) Piedment Capital Distributors, LLC; DBA for Investment-Related Business 2) Menards, Not investment related, 12600 Plaza Drive, Eden Prairie, MN 55344, Home Improvement chain store, Customer Sales/Service, 4/20/2024, 68 hours per month, 0 hours during trading, parttime role assisting customers with the purchase of windows and cabinets. Cleaning and stocking duties.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-01 |
| S65 | Uniform Investment Adviser Law Examination | 1995-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-08 |
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