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Current Employers
Saxony Capital Management, Llc

11152 S Towne Square, Saint Louis, MO 63123 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-01-03
  • MN RA
    APPROVED
    Since 2025-01-03

Branch Locations

11152 S Towne Square, Saint Louis, MO 63123 • United States

Minnetrista, MN • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Distribution, Inc. Minnetonka MN 09/2014 07/2021
Morgan Stanley Investment Management Inc. Minnetonka MN 09/2014 07/2021
Patrick Capital Markets St. Louis MO 10/2021 Present
  • 09/2014 → 07/2021
    Morgan Stanley Distribution, Inc.
    Minnetonka, MN
  • 09/2014 → 07/2021
    Minnetonka, MN
  • 10/2021 → Present
    Patrick Capital Markets
    St. Louis, MO
Previous Registrations
  • 2022-01-07 → 2024-12-31
    Saint Louis, MO
    Eden Prairie, MN
    Minnetrista, MN
  • 2014-10-21 → 2021-09-07
    Minnetonka, MN
    New York, NY
    Eden Prairie, MN
  • 2006-04-20 → 2014-10-09
    Amundi Pioneer Institutional Asset Management, Inc.
    Boston, MA
  • 2004-11-04 → 2006-04-20
    Amundi Asset Management Us, Inc.
    Boston, MA
Other Businesses

1) Piedment Capital Distributors, LLC; DBA for Investment-Related Business 2) Menards, Not investment related, 12600 Plaza Drive, Eden Prairie, MN 55344, Home Improvement chain store, Customer Sales/Service, 4/20/2024, 68 hours per month, 0 hours during trading, parttime role assisting customers with the purchase of windows and cabinets. Cleaning and stocking duties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-01
S65 Uniform Investment Adviser Law Examination 1995-02-13
S63 Uniform Securities Agent State Law Examination 1989-09-08
  • S66 Uniform Combined State Law Examination
    2004-10-01
  • S65 Uniform Investment Adviser Law Examination
    1995-02-13
  • S63 Uniform Securities Agent State Law Examination
    1989-09-08
Other Names
  • Matthew Alan Lesinikowski
  • Matt Lesnikowski

View on SEC IAPD

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