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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-13
WI RA APPROVED 2024-08-09
  • TX RA
    APPROVED_RES
    Since 2026-02-13
  • WI RA
    APPROVED
    Since 2024-08-09

Branch Locations

8215 Greenway Blvd Ste 200, Middleton, WI 53562 • United States

Stoughton, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Stoughton WI 07/2002 08/2024
Thrivent Financial For Lutherans Appleton WI 07/2002 08/2024
Ameriprise Financial Services Llc Middleton WI 08/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-19
S63 Uniform Securities Agent State Law Examination 1989-05-30
  • S66 Uniform Combined State Law Examination
    2007-12-19
  • S63 Uniform Securities Agent State Law Examination
    1989-05-30

View on SEC IAPD

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