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Current Employers
Amuni Financial, Inc.

720 Second Ave S, St Petersburg, FL 33701 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-01-01
TX RA APPROVED_RES 2020-08-06
  • AR RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2020-08-06

Branch Locations

1501 N University Ave Suite 330, Little Rock, AR 72207 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
American Municipal Securities, Inc. Little Rock AR 04/2001 Present
  • 04/2001 → Present
    American Municipal Securities, Inc.
    Little Rock, AR
Other Businesses

I HAVE A LIFE INSURANCE LICENSE IN THE STATE OF ARKANSAS. I WILL NOTIFY AMERICAN MUNICIPAL SECURITIES PRIOR TO CONDUCTING ANY FUTURE INSURANCE BUSINESS. B&L HOUSE RENTALS, LLC, NOT INVENSTMENT RELATED, 121 HOUSE ROAD, HEBER SPRINGS, AR 72543 SINGLE FAMILY RENTAL HOME, MEMBER OF DISREGARDED ENTITY, STARTING 1/1/2021 WORK APPROX 1 HOUR PER MONTH, ALL DURING TRADING HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-25
S63 Uniform Securities Agent State Law Examination 1986-08-29
  • S65 Uniform Investment Adviser Law Examination
    1997-03-25
  • S63 Uniform Securities Agent State Law Examination
    1986-08-29
Other Names
  • Bob House

View on SEC IAPD

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