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Douglas Winzelberg

Ameriprise Financial Services, LLC

Barrington, IL

Chicago, IL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-04
IL RA APPROVED 2010-04-01
  • TX RA
    APPROVED
    Since 2019-11-04
  • IL RA
    APPROVED
    Since 2010-04-01

Branch Locations

540 W Northwest Hwy Ste E100, Barrington, IL 60010-3051 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Chicago IL 04/2010 03/2020
Ameriprise Financial Services, Llc Barrington IL 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-14
S63 Uniform Securities Agent State Law Examination 1986-08-08
  • S65 Uniform Investment Adviser Law Examination
    1998-01-14
  • S63 Uniform Securities Agent State Law Examination
    1986-08-08

View on SEC IAPD

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Other Offices

MERIT FINANCIAL ADVISORS · Barrington, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Barrington, IL
PATRICK M. SWEENEY & ASSOCIATES, INC · Barrington, IL
SEQUOIA WEALTH MANAGEMENT, LLC · Barrington, IL
LPL FINANCIAL LLC · BARRINGTON, IL
CARTER FINANCIAL GROUP, INC. · BARRINGTON, IL
EDWARD JONES · BARRINGTON, IL
TORANA GROUP LLC · BARRINGTON, IL

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