Thomas David Fisher

Current Employers

Employment History

• 06/2007 → 01/2023
  Legacy Financial Advisors, Inc.
  Westborough, MA
• 11/2017 → 02/2023
  Sagepoint Financial, Inc.
  Westborough, MA
• 02/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-11-28 → 2023-02-03
  Osaic Services, Inc.
  Westborough, MA
  Hudson, MA
• 2007-07-02 → 2017-11-28
  Sii Investments, Inc.
  Worcester, MA
  Waltham, MA
  Westborough, MA
  Braintree, MA
• 1999-07-16 → 2007-07-02
  Legacy Advisory Services, Inc.
  Milford, MA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 02/1991 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS 5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CAR 2. NAME OF OTHER BUSINESS: TRUE WEALTH ADVISOR GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2023 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-28
• S63 Uniform Securities Agent State Law Examination
  1986-07-30

Designations

Other Names

• Tom Fisher