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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-25
MA RA APPROVED 2024-01-02
  • TX RA
    APPROVED
    Since 2026-02-25
  • MA RA
    APPROVED
    Since 2024-01-02

Branch Locations

17 Pope Street, Hudson, MA 01749 • United States

256 Maple St, Marlborough, MA 01752 • United States

221 Washington St, Hudson, MA 01749 • United States

470 Lancaster St, Leominster, MA 01453 • United States

1073 Main St, Clinton, MA 01510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avidia Bank Hudson MA 08/2016 12/2023
Lpl Financial Llc Hudson MA 10/2023 Present
  • 08/2016 → 12/2023
    Avidia Bank
    Hudson, MA
  • 10/2023 → Present
    Hudson, MA
Previous Registrations
  • 2006-03-02 → 2006-06-26
    Banc Of America Investment Services, Inc.
    Lincoln, RI
Other Businesses

1- 12/2023 / Avidia Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-06
  • S66 Uniform Combined State Law Examination
    2024-03-06
Other Names
  • Andrew John Nawrocki

View on SEC IAPD

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