Gregory John Mistovich

Employer firm

Vanderbilt Advisory Services CRD 116537

$2.11B regulatory AUM 64 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → Present
  Vanderbilt Securities, Llc
  Woodbury, NY
• 05/2016 → Present
  Vanderbilt Advisory Services
  Woodbury, NY

Previous Registrations

• 2008-08-25 → 2014-04-08
  Oppenheimer & Co. Inc.
  Boston, MA
• 2003-07-02 → 2008-08-22
  Wells Fargo Clearing Services, Llc
  Waltham, MA
  Waltham, MA

Other Businesses

1) Mistovich, Gregory, Nature Of the Business: Fixed Insurance Sales Located at: 1 Lincoln Street, Hudson, MA 01749. Investment Related. Start Date: 09/20/2020. Position: Owner. Rental Income. Percentage Of Time spent: 5%.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-05-05
• S63 Uniform Securities Agent State Law Examination
  1981-04-14