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125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2016-07-12 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanderbilt Securities, Llc | Woodbury | NY | 05/2016 | Present |
| Vanderbilt Advisory Services | Woodbury | NY | 05/2016 | Present |
1) Mistovich, Gregory, Nature Of the Business: Fixed Insurance Sales Located at: 1 Lincoln Street, Hudson, MA 01749. Investment Related. Start Date: 09/20/2020. Position: Owner. Rental Income. Percentage Of Time spent: 5%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 1981-04-14 |
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