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25 Braintree Hill Office Park Suite 303, Braintree, MA 02184 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2017-06-01 |
Branch Locations
25 Braintree Hill Office Park Suite 303, Braintree, MA 02184 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Equity Services, Inc. | Hyannis | MA | 09/1992 | 06/2017 |
| Marino, Stram & Associates, Llc | Braintree | MA | 06/2017 | Present |
| Securities America, Llc | La Vista | NE | 06/2017 | 06/2024 |
| Osaic Wealth, Inc. | Sandwich | MA | 06/2024 | 05/2025 |
Catherine A Roy Revocable Living Trust Trustee-Trustee on my wife's revocable living trust-Investment Related: No- Start Date: 4/2012 Located at: 20 Buxus Shores Circle; Sandwich, MA 02563 RPR Dorchester St. LLC Manager-Investment Related: No- Start Date: 10/2014-Located at: 90 Route 64 Unit 4A; Sandwich, MA 02563
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-29 |
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