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Anne Nicole Gouthro

Napier Financial

Braintree, MA

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Current Employers
Napier Financial

30 Braintree Hill Office Park Suite 201, Braintree, MA 02184 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-07-21
  • MA RA
    APPROVED
    Since 2025-07-21

Branch Locations

30 Braintree Hill Office Park Suite 201, Braintree, MA 02184 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full Time Student Pembroke MA 07/2009 07/2019
Fidelity Brokerage Services Llc Boston MA 07/2019 09/2024
Fidelity Investments Boston MA 03/2025 04/2025
Napier Financial (U.S. Financial Advisors) Braintree MA 04/2025 07/2025
Fidelity Brokerage Services Llc Boston MA 10/2020 01/2022
Fidelity Brokerage Services Llc Boston MA 09/2024 04/2025
Napier Financial, Llc Braintree MA 06/2025 Present
  • 07/2009 → 07/2019
    Full Time Student
    Pembroke, MA
  • 07/2019 → 09/2024
    Fidelity Brokerage Services Llc
    Boston, MA
  • 03/2025 → 04/2025
    Fidelity Investments
    Boston, MA
  • 04/2025 → 07/2025
    Napier Financial (U.S. Financial Advisors)
    Braintree, MA
  • 10/2020 → 01/2022
    Fidelity Brokerage Services Llc
    Boston, MA
  • 09/2024 → 04/2025
    Fidelity Brokerage Services Llc
    Boston, MA
  • 06/2025 → Present
    Napier Financial, Llc
    Braintree, MA
Previous Registrations
  • 2025-04-14 → 2025-07-25
    U.S. Financial Advisors
    Wilmington, DE
  • 2025-03-31 → 2025-04-08
    Boston, MA
  • 2020-11-03 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
Other Businesses

Insurance Sales. 10% of time spent, monthly.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-28
S63 Uniform Securities Agent State Law Examination 2019-11-19
  • S66 Uniform Combined State Law Examination
    2020-05-28
  • S63 Uniform Securities Agent State Law Examination
    2019-11-19
Designations
Other Names
  • Anne Gouthro

View on SEC IAPD

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