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Thomas Hastings Fletcher

Napier Financial

Braintree, MA

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Current Employers
Napier Financial

30 Braintree Hill Office Park Suite 201, Braintree, MA 02184 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-07-21
  • MA RA
    APPROVED
    Since 2025-07-21

Branch Locations

30 Braintree Hill Office Park Suite 201, Braintree, MA 02184 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Braintree MA 01/2013 06/2021
U.S. Financial Advisors Braintree MA 01/2013 07/2025
Napier Financial, Llc Braintree MA 06/2025 Present
  • 01/2013 → 06/2021
    Lpl Financial Llc
    Braintree, MA
  • 01/2013 → 07/2025
    U.S. Financial Advisors
    Braintree, MA
  • 06/2025 → Present
    Napier Financial, Llc
    Braintree, MA
Previous Registrations
  • 2015-01-26 → 2025-07-25
    U.S. Financial Advisors
    Wilmington, DE
Other Businesses

1. 01/02/2013 - US WEALTH MANAGEMENT - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 01/02/2013 - U S INSURANCE BROKERS - Other- Non-Variable Insurance - NOT INV REL - AT REPORTED BUSINESS LOCATION(S) **ADMIN ONLY**. 3. 01/22/2013 - U.S. FINANCIAL ADVISORS - REGISTERED INVESTMENT ADVISOR - DBA: (HYBRID) U.S. Financial Advisors - Investment Related - At Reported Business Location(s) - 75% TIME SPENT - I provide investment advisory services through US Financial Advisors, LLC an independent investment advisor firm. I started this business activity on 01/22/2013. I expect to spend approximately 120 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial 4. 12/02/2014 - "U.S. WEALTH MANAGEMENT - THE NAPOLITANO TEAM" - INV REL - 30 BRAINTREE HILL OFFICE PARK, SUITE 201, BRAINTREE MA 02184 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 11/20/13 - No Time Spent 5. 08/27/2015 - JNAP LLC - INV REL - 30 BRAINTREE HILL OFFICE PARK, SUITE 201, BRAINTREE MA 02184 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 12/31/2014 - 1 HOURS PER MONTH, 0 DURING TRADING. Napier Alternatives, LLC. Napier Alternatives, LLC serves as managing member of GenWel Capital, LLC and GenWel Capital 2, LLC. Investment related. 25% of time spent monthly. GenWel Capital, LLC and GenWel Capital 2, LLC, serve as investment managers of real estate-related investment funds exempt from registration under the Investment Company Act. These include pooled investment funds and private placements, together with any related feeder funds and parallel funds. Investment Related. 25% of time spent monthly.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-26
S63 Uniform Securities Agent State Law Examination 2009-05-22
  • S66 Uniform Combined State Law Examination
    2013-03-26
  • S63 Uniform Securities Agent State Law Examination
    2009-05-22
Designations

View on SEC IAPD

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