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James Francis English

Wells Fargo Clearing Services, LLC

Farmington, CT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-04
CT RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2025-07-04
  • CT RA
    APPROVED
    Since 2008-01-01

Branch Locations

8 Two Mile Rd 1St Fl, Farmington, CT 06032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Farmington CT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Farmington CT 11/2016 Present
Previous Registrations
  • 2002-02-22 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Farmington, CT
    Farmington, CT
    St. Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-19
S63 Uniform Securities Agent State Law Examination 1986-08-04
  • S65 Uniform Investment Adviser Law Examination
    1998-11-19
  • S63 Uniform Securities Agent State Law Examination
    1986-08-04
Other Names
  • Jim English

View on SEC IAPD

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